Truong Thieu is a registered investment advisor at LPL Financial LLC, based in Orange, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3743 W. Chapman Ave. Suite C, Orange, CA, 92868
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Truong is a passive owner of Dinnovations DBA Umai Savory Hot Dogs since 2023, dedicating minimal time. Truong also manages a real estate rental since 2022, also dedicating minimal time, and is a partner at Dinnovations/Thieu Chainz LLC since 2020, spending a few hours per week managing back office operations.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Wescom Financial Services, LLC
Wescom Financial Services, LLC
Wescom Financial ServicesBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.