BC
BC

Brian Carter

13 Years of Experience
Ann Arbor, MI
Broker

Brian Carter is a registered investment advisor, based in Ann Arbor, MI, with 13 years of industry experience.

Location

300 Parkland Plaza, Ann Arbor, MI, 48103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian owns BGC Software, LLC, a software business publishing mobile apps, dedicating a few hours per week. He also uses the DBA BGC Wealth Management, LLC for his financial services practice, spending minimal time on it.

Employment History
Current Registrations
Parkland Securities, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Spc
February 2023 - Present · 3 yrs 3 mos
Sigma Financial CorporationBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
September 2008 - June 2018 · 9 yrs 9 mos
State Registrations2 states
MIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.