Garrick Ruiz is a ChFC-designated registered investment advisor, based in San Antonio, TX, with 16 years of industry experience.
Location
San Antonio, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Garrick is an investment advisor representative for Aquifer Asset Management, LLC since February 2021, dedicating a few hours per week. He is also a General Securities Representative for Carolina Financial Securities, LLC since September 2022, spending about half his time selling private securities offerings.
Employment History
Current Registrations
Carolina Financial Securities, LLC
Carolina Financial Securities, LLCBroker
Aquifer Asset Management, LLC
Carofin, LLC
Carofin, LLCBroker
Previous Registrations
Sendero Securities, LLCBroker
Sendero Wealth Management, LLC
USAA Investment Management Company
USAA Investment Management CompanyBroker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Chase Investment Services CORP.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.