SH
CFP
SH
CFP
Sean Harlan
17 Years of Experience
Summerville, SC
1 DisclosureBroker
Sean Harlan is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Summerville, SC, with 17 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10040 Dorchester Rd, Summerville, SC, 29485
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2021 - Present · 5 yrs
J.P. Morgan Securities LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Caitlin John, LLC
December 2019 - October 2021 · 1 yr 10 mos
Brookstone Capital Management LLC
November 2019 - December 2019 · 1 mo
Bb&t Securities, LLC
January 2018 - October 2019 · 1 yr 9 mos
Bb&t Securities, LLCBroker
January 2018 - October 2019 · 1 yr 9 mos
Bb&t Investment Services, INC.
September 2016 - January 2018 · 1 yr 4 mos
Bb&t Investment Services, INC.Broker
September 2016 - January 2018 · 1 yr 4 mos
Wells Fargo Advisors, LLC
December 2008 - April 2016 · 7 yrs 4 mos
Wells Fargo Advisors, LLCBroker
November 2008 - April 2016 · 7 yrs 5 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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