Larry Keith is a registered investment advisor, based in Wilmington, NC, with 17 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1313 Military Cutoff Rd, Wilmington, NC, 28405
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Regulatory History (1)
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Customer Dispute
February 2017Settled
Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
November 2016 - January 2018 · 1 yr 2 mos
Bb&t Investment Services, INC.
November 2016 - January 2018 · 1 yr 2 mos
Wells Fargo Advisors, LLC
September 2012 - November 2016 · 4 yrs 2 mos
Wells Fargo Advisors, LLCBroker
September 2012 - November 2016 · 4 yrs 2 mos
Edward Jones
January 2009 - October 2012 · 3 yrs 9 mos
Edward JonesBroker
December 2008 - October 2012 · 3 yrs 10 mos
State Registrations9 states
FLILMDNCNJNMPASCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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