DS
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David Sebring
15 Years of Experience
Gilbert, AZ
1 DisclosureBroker
David Sebring is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Gilbert, AZ, with 15 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
111 E Rivulon Blvd, Suite 101, Gilbert, AZ, 85297
Get directionsHistory
Regulatory History (1)
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Criminal
August 2002Final Disposition
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
July 2021 - Present · 5 yrs
Northwestern Mutual Investment Services,llc
July 2021 - Present · 5 yrs
Previous Registrations
Vanguard Advisers, INC.
August 2017 - September 2019 · 2 yrs 1 mo
Vanguard Marketing CorporationBroker
October 2008 - September 2019 · 10 yrs 11 mos
State Registrations3 states
AZINWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.