Lucas Burton is a registered investment advisor, based in Olean, NY, with 16 years of industry experience.
Location
Olean, NY
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Regulatory History (1)
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Criminal
December 2022Final Disposition
Other Business ActivitiesSells Insurance
Lucas sells and services fixed insurance products, including fixed annuities, disability, and traditional life insurance, dedicating a few hours per week. He also owns a tax preparation business and acts as a trustee for the Burton Family Trust, dedicating minimal time to the latter.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2026 - Present · 3 mos
Cetera Investment Advisers LLC
December 2025 - Present · 5 mos
Previous Registrations
Cetera Wealth Services, LLCBroker
December 2025 - February 2026 · 2 mos
Lincoln Park Capital LLC
July 2024 - December 2025 · 1 yr 5 mos
Osaic Fs, INC.
February 2015 - July 2024 · 9 yrs 5 mos
Osaic Fs, INC.Broker
February 2015 - July 2024 · 9 yrs 5 mos
Invest Financial Corporation
January 2011 - December 2014 · 3 yrs 11 mos
Invest Financial CorporationBroker
January 2011 - December 2014 · 3 yrs 11 mos
Community Investment Services, INC.Broker
April 2010 - January 2011 · 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.Broker
January 2009 - June 2009 · 5 mos
State Registrations3 states
NYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.