Lucas Burton is a registered investment advisor, based in Olean, NY, with 17 years of industry experience. Lucas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2646 W. State Street Suite 408, Olean, NY, 14760
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 2022Final Disposition
Criminal
February 2019Final Disposition
Other Business ActivitiesSells Insurance
Lucas sells and services fixed insurance products, including fixed annuities, disability, and traditional life insurance, dedicating a few hours per week. He also owns a tax preparation business and acts as a trustee for the Burton Family Trust, dedicating minimal time to the latter.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2026 - Present · 8 mos
Cetera Investment Advisers LLC
December 2025 - Present · 10 mos
Previous Registrations
Cetera Wealth Services, LLCBroker
December 2025 - February 2026 · 2 mos
Lincoln Park Capital LLC
July 2024 - December 2025 · 1 yr 5 mos
Osaic Fs, INC.
February 2015 - July 2024 · 9 yrs 5 mos
Osaic Fs, INC.Broker
February 2015 - July 2024 · 9 yrs 5 mos
Invest Financial Corporation
January 2011 - December 2014 · 3 yrs 11 mos
Invest Financial CorporationBroker
January 2011 - December 2014 · 3 yrs 11 mos
Community Investment Services, INC.Broker
April 2010 - January 2011 · 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.Broker
January 2009 - June 2009 · 5 mos
State Registrations4 states
FLNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Dana Cornell, CFPUniting Wealth Partners
- Kaden Moyer, CFPCetera Investment Advisers LLC
- Teresa Barie, CFPCetera Investment Advisers LLC
- Louis Proto, CFPCetera Investment Advisers LLC
- Scott Derwick, CFPCetera Investment Advisers LLC
- Kyle Kirk, CFPUniting Wealth Partners