Amy Wong-Pawa
Amy Wong-Pawa is a registered investment advisor at Advice and Planning Services, based in Charlotte, NC, with 16 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.15% |
Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.
Fee Estimator
Location
8500 Andrew Carnegie Blvd., Charlotte Regional, Charlotte, NC, 28262
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2021Other Business Activities
Amy owns investment property that she rents out since January 2024, dedicating minimal time to maintaining the property and collecting rent. This activity is investment-related.
Employment History
Current Registrations
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLC
Tiaa-Cref Individual & Institutional Services, LLCBroker
Previous Registrations
Hsbc Securities (USA) INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Andrea WardAdvice and Planning Services
- Steven Ouellette, CFPAdvice and Planning Services
- Daniel WorleyAdvice and Planning Services
- Prabhvinder KaurAdvice and Planning Services
- Kristopher HylandAdvice and Planning Services
- Robin OlesAdvice and Planning Services