Dale Miller is a registered investment advisor at Morgan Stanley, based in Moscow, ID, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Moscow, ID
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Regulatory History (1)
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Employment Separation After Allegations
October 2001Other Business Activities
Dale receives occasional publishing royalties from past books and is the owner of Igen Corporation, focusing on business development/growth in the automotive/transportation and publishing sectors. These activities take minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.
April 2002 - May 2008 · 6 yrs 1 mo
UBS Financial Services INC.Broker
November 2001 - May 2008 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - November 2001 · 5 yrs 2 mos
Smith Barney INC.Broker
October 1994 - September 1996 · 1 yr 11 mos
Cort Mackenzie Securities, INC.Broker
June 1993 - September 1994 · 1 yr 3 mos
J. W. Gant & Associates, INC.Broker
February 1992 - June 1992 · 4 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.