Zi Ye is a CFA-designated registered investment advisor, based in New York, NY, with 13 years of industry experience. Zi is also registered as a broker, so some compensation may come from commissions on products sold.
Location
750 Seventh Avenue, New York, NY, 10019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley & CO. LLCBroker
September 2026 - Present · 1 mo
Morgan Stanley
September 2022 - Present · 4 yrs 1 mo
Morgan StanleyBroker
August 2013 - Present · 13 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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