BK
BK

Brett Kincade

17 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningSocially Responsible Investing
Compensation
Fee-Only (AUM)
Firm Size
89 advisors
Number of Clients
79,943 clients
Average Client Portfolio
$17K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$100
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K0.85%
$250K - $1.0M0.80%
$1M+0.75%

Personal Advice fees are tiered. Market-Focused Robo Portfolios are 0.30% annually. Guided Advice is 0.50% annually. Cash-Enhanced Robo Portfolios and Invest Simply have no advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

601 S. Tryon Street, Suite 100, Charlotte, NC, 28202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett works as a Manager in Client Services for Ally Invest Advisors, spending about a quarter of his time in this role. He also works as a delivery driver for DoorDash, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Ally Invest Advisors
October 2021 - Present · 4 yrs 4 mos
Ally Invest Securities LLCBroker
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
TD Ameritrade, INC.
August 2019 - March 2021 · 1 yr 7 mos
TD Ameritrade Investment Management, LLC
August 2019 - February 2021 · 1 yr 6 mos
TD Ameritrade Investment Management, LLC
December 2008 - June 2017 · 8 yrs 6 mos
TD Ameritrade, INC.
December 2008 - June 2017 · 8 yrs 6 mos
TD Ameritrade, INC.Broker
November 2008 - March 2021 · 12 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.