SB
CFP
SB
CFP

Susan Bay

13 Years of Experience
Bloomington, MN
Broker

Susan Bay is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Bloomington, MN, with 13 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5601 Green Valley Drive, Suite 630 6th Fl, Bloomington, MN, 55437

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
March 2025 - Present · 1 yr 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Wells Fargo Advisors
June 2019 - March 2025 · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
June 2019 - March 2025 · 5 yrs 9 mos
Northwestern Mutual Investment Services,llc
March 2013 - June 2019 · 6 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 2013 - June 2019 · 6 yrs 4 mos
State Registrations32 states
AZCACODCFLGAHIILINMAMDMEMNMOMTNCNDNJNVNYOHORSCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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