Phillip Dutra
Phillip Dutra is a registered investment advisor at Osaic Wealth, INC., based in Walnut Creek, CA, with 13 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2700 Ygnacio Valley Road, 275, Walnut Creek, CA, 94598
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phillip is an IAR at Arbor Wealth Management, dedicating full-time hours to reviewing client portfolios and managing expectations. He also operates as an insurance agent and participates in tournament bass fishing competitions, dedicating minimal time and about 10-20% of his time, respectively.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Arbor Wealth Management
Previous Registrations
Arbor Wealth Management
Fsc Securities Corporation
Fsc Securities CorporationBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Fsc Securities CorporationBroker
State Registrations12 states
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