Leigh Bucholtz is a registered investment advisor, based in Lake Mary, FL, with 15 years of industry experience.
Location
605 Crescent Exec Court, Suite 320, Lake Mary, FL, 32746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Leigh provides administrative support to Levy Wealth Management Group, LLC, an independent investment advisor firm, since June 2022. This activity takes nearly all of Leigh's time.
Employment History
Current Registrations
Cnr Securities, LLC
January 2023 - Present · 3 yrs 4 mos
RBC Rochdale, LLC
January 2023 - Present · 3 yrs 4 mos
Cnr Securities, LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
June 2022 - November 2022 · 5 mos
Charles Schwab & CO., INC.
March 2022 - May 2022 · 2 mos
Charles Schwab & CO., INC.Broker
January 2022 - May 2022 · 4 mos
TD Ameritrade, INC.
July 2017 - May 2022 · 4 yrs 10 mos
TD Ameritrade Investment Management, LLC
July 2017 - May 2022 · 4 yrs 10 mos
TD Ameritrade, INC.Broker
July 2017 - May 2022 · 4 yrs 10 mos
Strategic Advisers, INC.
June 2014 - February 2017 · 2 yrs 8 mos
Fidelity Brokerage Services LLCBroker
June 2014 - February 2017 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - June 2014 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2014 · 4 yrs 8 mos
Banc of America Investment Services, INC.Broker
August 2009 - October 2009 · 2 mos
State Registrations3 states
FLNCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.