NP
NP

Nicholas Peregoy

17 Years of Experience
Louisville, KY
BrokerSells Insurance

Nicholas Peregoy is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4969 Us Hwy 42, Suite 1600, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is a sales and marketing agent for Crump Life Insurance, selling life, long-term care, and disability insurance to PNC Investment customers. The time commitment varies.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
PNC Investments
October 2010 - July 2021 · 10 yrs 9 mos
PNC InvestmentsBroker
October 2010 - July 2021 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - September 2010 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - September 2010 · 1 yr 8 mos
State Registrations25 states
ALARAZCACOFLGAILINKYMDMEMIMNMONCNJOHPASCTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Nicholas Peregoy - Financial Advisor | TrueAdvisor