Shawn Gaustad
Shawn Gaustad is a registered investment advisor at LPL Financial LLC, based in Maple Grove, MN, with 17 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
9353 Jefferson Hwy, Maple Grove, MN, 55369
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2017Other Business Activities
Shawn operates under the DBA Topline Investment Services for his LPL business since 2018. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anna Carlson, CFPLPL Financial LLC
- Joshua NelsonLPL Financial LLC
- Perry Long, CFPLPL Financial LLC
- Christopher PatnodeLPL Financial LLC
- Amy Holewa, CFPLPL Financial LLC
- James WoytckeLPL Financial LLC