Gregory Harder
Gregory Harder is a registered investment advisor at Caldwell Sutter Capital, INC., based in Santa Rosa, CA, with 17 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 546 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual portfolio management fees vary by strategy and asset class, ranging up to 1.5% (0.5% for fixed income and private funds, 1.0% for exchange-traded and closed-end funds, and up to 1.5% for individually researched equities in the CS Value strategy; 0.15% to 1.5% for the CS Strategic Diversified strategy). Fees are negotiable.
Fee Estimator
Location
3562 Roundbarn Circle, Ste 310, Santa Rosa, CA, 95403
Get directionsHistory
Regulatory History (1)
Criminal
October 1995Other Business ActivitiesSells Insurance
Gregory is self-employed as a life insurance agent. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Caldwell Sutter Capital, INC.
Caldwell Sutter Capital, INC.Broker
Previous Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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