Audrey Glafkides is a CFP-designated registered investment advisor, based in Pleasanton, CA, with 17 years of industry experience.
Location
6700 Koll Center Parkway, Suite 230, Pleasanton, CA, 94566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Audrey is the Chief Operating Officer of Mirador Capital Partners, LP, a registered investment advisor, dedicating about a quarter of her time. She also sells fixed insurance products and performs notary services, each requiring minimal time, and is assisting with administrative duties for Tri-Valley Ventures during a transition to an outside consultant.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Mirador Capital Partners
Previous Registrations
Sanctuary Securities LLCBroker
Sanctuary Wealth Advisors LLC
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations5 states
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