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Ryan Smith

PNC Wealth Management
16 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Ryan Smith is a registered investment advisor at PNC Wealth Management, based in Houston, TX, with 16 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2200 Post Oak Blvd,, 17th Floor, Houston, TX, 77056

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2020
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
August 2023 - Present · 3 yrs 2 mos
PNC Wealth Management LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley
March 2023 - August 2023 · 5 mos
Morgan StanleyBroker
March 2023 - August 2023 · 5 mos
E*trade Securities LLCBroker
July 2022 - August 2023 · 1 yr 1 mo
E*trade Capital Management, LLC
July 2022 - August 2023 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2019 - July 2022 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - July 2022 · 3 yrs
Waddell & ReedBroker
February 2019 - June 2019 · 4 mos
Waddell & Reed
February 2019 - June 2019 · 4 mos
Cetera Advisor Networks LLCBroker
November 2017 - July 2018 · 8 mos
United Capital Financial Advisers
January 2017 - June 2018 · 1 yr 5 mos
Girard Securities, INC.Broker
January 2017 - November 2017 · 10 mos
Scottrade Investment Management
March 2016 - January 2017 · 10 mos
Scottrade, INC.Broker
March 2015 - January 2017 · 1 yr 10 mos
TD Ameritrade, INC.
November 2010 - March 2015 · 4 yrs 4 mos
Amerivest Investment Management, LLC
November 2010 - March 2015 · 4 yrs 4 mos
TD Ameritrade, INC.Broker
October 2010 - March 2015 · 4 yrs 5 mos
Charles Schwab & CO., INC.Broker
March 2009 - October 2010 · 1 yr 7 mos
State Registrations2 states
TXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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