Rashad Sullivan is a registered investment advisor, based in Raleigh, NC, with 10 years of industry experience.
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History (2)
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Judgment / Lien
November 2020Judgment / Lien
September 2019Other Business Activities
Rashad is a sole proprietor and podcaster, creating fashion-related content since April 2025. This activity requires a few hours per week and does not occur during market hours.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2023 - Present · 3 yrs 5 mos
Captrust
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2018 - May 2022 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2018 - May 2022 · 3 yrs 6 mos
Strategic Advisers LLC
January 2017 - June 2018 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
June 2014 - May 2018 · 3 yrs 11 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.