JG
JG
Joshua Gallion
17 Years of Experience
San Antonio, TX
1 DisclosureBroker
Joshua Gallion is a registered investment advisor at Capital Client Group, INC., based in San Antonio, TX, with 17 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
3500 Wiseman Blvd, San Antonio, TX, 78251-4321
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2002Final Disposition
Employment History
Current Registrations
Capital Client Group, INC.
July 2013 - Present · 12 yrs 10 mos
Capital Client Group, INC.
January 2009 - Present · 17 yrs 4 mos
Capital Client Group, INC.Broker
January 2009 - Present · 17 yrs 4 mos
State Registrations14 states
ALARFLGAKSMDMONCNENYOKSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.