Brent Plunkett
Brent Plunkett is a registered investment advisor at Charter Wealth Management, based in Raleigh, NC, with 17 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 119 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Charter Wealth Management provides investment management through third-party investment managers. The firm assesses an annualized asset-based fee up to 1.50% for accounts where Charter Wealth Management provides its investment supervisory services. Fees are calculated based on the value of the account and billed quarterly. For third-party investment management programs, fees generally range from 0.25% to 2.00%, depending on the program, manager, account size, and services provided. Charter Wealth Management's fees are separate from the third-party manager fees.
Location
8601 Six Forks Road, Suite 400, Raleigh, NC, 27615
Get directionsHistory
Regulatory History (2)
Regulatory
May 2010Criminal
October 2000Other Business ActivitiesSells Insurance
Brent has been an independent life insurance agent since 2008, dedicating about a quarter of his time to this activity. Since 2014, he has also been a shareholder and involved in business development for WhaleWisdom, LLC, an online investment education solution, spending about 10% of his time on this.
Employment History
Current Registrations
Charter Wealth Management
Previous Registrations
Hbw Advisory Services LLC
Hbw Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.