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Adam Smith

Pks Advisory Services, LLC
16 Years of Experience
Brentwood, TN
BrokerSells Insurance
View SEC Summary
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Adam Smith is a registered investment advisor at Pks Advisory Services, LLC, based in Brentwood, TN, with 16 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1802 Williamson Ct, #101, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam is an investment advisor representative (IAR) for PKS Advisory, spending nearly full-time providing investment advice. He also owns a family farm, dedicating minimal time to raising and selling beef calves, and sells fixed insurance products for a few hours per week.

Employment History
Current Registrations
Pks Advisory Services, LLC
November 2023 - Present · 2 yrs 11 mos
Purshe Kaplan Sterling InvestmentsBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Terra Wealth
July 2022 - November 2023 · 1 yr 4 mos
Primerica Advisors
August 2011 - June 2022 · 10 yrs 10 mos
PFS Investments INC.Broker
January 2010 - June 2022 · 12 yrs 5 mos
State Registrations3 states
ALTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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