DS
CFP
DS
CFP

Dax Seale

17 Years of Experience
Dallas, TX
Broker

Dax Seale is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5956 Sherry Lane, Suite 1900, Dallas, TX, 75225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dax owns a timeshare in Mexico and lists it on Air BnB for a few weeks a year to recoup costs, dedicating minimal time to this activity. This is considered an investment-related activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2015 - Present · 10 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Edward Jones
April 2009 - July 2015 · 6 yrs 3 mos
Edward JonesBroker
March 2009 - July 2015 · 6 yrs 4 mos
State Registrations23 states
ALARAZCACODCFLGAILLAMAMDMNMOMSNCNYOKORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dax Seale - Financial Advisor | TrueAdvisor