Mary Sullivan is a CFP-designated registered investment advisor at Sullivan Financial, LLC, based in Essex, CT, with 17 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 132 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sullivan Financial uses third-party investment advisors to manage client portfolios. The total annual fee, which includes Sullivan Financial's fee and the third-party advisor's fee, varies between 0.25% and 1.25% of the portfolio's value. Sullivan Financial also charges a technology platform fee of 0.15% on the first $2,000,000 and 0.10% on amounts over $2,000,001. Fees are charged quarterly, in advance.
Location
15A Main Street, Essex, CT, 06426
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mary has been involved in life and health insurance sales since 2008. This activity takes about half of her time.
Employment History
Current Registrations
Sullivan Financial, LLC
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.