Gregory Mullaney
Gregory Mullaney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
421 Benjamin Lane, Suite 101, Louisville, KY, 40222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory uses SCS MGMT, LLC as a business entity for tax and investment purposes related to his securities practice, dedicating nearly full-time hours to it. He also engages in tax preparation, accounting, and CPA services through Somnio CPAs, and is involved in real estate rental through M5 West LLC and REM Real Estate LLC, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations28 states
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