TrueAdvisor
TrueAdvisor
GM
CFP
GM
CFP

Gregory Mullaney

LPL Financial LLC
17 Years of Experience
Louisville, KY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gregory Mullaney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 17 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

421 Benjamin Lane, Suite 101, Louisville, KY, 40222

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Gregory uses SCS MGMT, LLC as a business entity for tax and investment purposes related to his securities practice, dedicating nearly full-time hours to it. He also engages in tax preparation, accounting, and CPA services through Somnio CPAs, and is involved in real estate rental through M5 West LLC and REM Real Estate LLC, each taking minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 8 mos
LPL Financial LLC
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2009 - March 2024 · 14 yrs 8 mos
Ameriprise Financial Services, LLCBroker
May 2009 - March 2024 · 14 yrs 10 mos
State Registrations31 states
AKALAZCACODCDEFLGAHIILINKYMDMIMONCNJNMNVNYOHPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Louisville, KY →All financial advisors in Kentucky →