Troy Davidson is a registered investment advisor, based in Rancho Santa Margarita, CA, with 16 years of industry experience.
Location
Rancho Santa Margarita, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ballast Rock Capital LLCBroker
May 2025 - Present · 1 yr
Ballast Rock Capital LLC
May 2025 - Present · 1 yr
Ballast Rock Private Wealth
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Charles Schwab & CO., INC.
March 2018 - April 2025 · 7 yrs 1 mo
Charles Schwab & CO., INC.Broker
March 2018 - April 2025 · 7 yrs 1 mo
Strategic Advisers, INC.
July 2012 - March 2018 · 5 yrs 8 mos
Fidelity Brokerage Services LLCBroker
July 2012 - February 2018 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2010 - May 2012 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2010 - May 2012 · 1 yr 7 mos
Chase Investment Services CORP.Broker
November 2009 - October 2010 · 11 mos
Chase Investment Services CORP.
November 2009 - October 2010 · 11 mos
Securian Financial Services, INC.
March 2009 - October 2009 · 7 mos
Securian Financial Services, INC.Broker
February 2009 - October 2009 · 8 mos
State Registrations2 states
CASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.