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Carl Centofanti

Cetera Investment Advisers LLC
17 Years of Experience
Independence, OH
1 DisclosureBroker
View SEC Summary
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Carl Centofanti is a registered investment advisor at Cetera Investment Advisers LLC, based in Independence, OH, with 17 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

4807 Rockside Road, Suite 250, Independence, OH, 44131

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History

Regulatory History (1)
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Customer Dispute
May 2026
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
May 2013 - June 2019 · 6 yrs 1 mo
Foresters Financial Services, INC.Broker
February 2009 - June 2019 · 10 yrs 4 mos
State Registrations18 states
AZCACOFLIAILMINCNVNYOHOKPATXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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