TrueAdvisor
TrueAdvisor
SM
SM

Shoug Mayson

Spartan Capital Private Wealth Management LLC
16 Years of Experience
Saint Petersburg, FL
7 DisclosuresBroker
View SEC Summary
View SEC Summary

Shoug Mayson is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in Saint Petersburg, FL, with 16 years of industry experience. Shoug is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.

Spartan Capital Private Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
20 clients
Average Client Portfolio
$337K average
Assets Under Management
$6.7M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees range from 0.50% to 2.50% depending on portfolio size, complexity, and administrative level. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Saint Petersburg, FL

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2019
Judgment / Lien
August 2019
Judgment / Lien
July 2019
Employment Separation After Allegations
June 2017
Customer Dispute
March 2016
Denied
Customer Dispute
February 2016
Denied
Employment Separation After Allegations
October 2011
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Shoug is the CEO of Mayson Music LLC, an Indi Record Label, since 2017. He sets up events for artists and creates music/merchandise, dedicating a few hours per week to this activity outside of market hours. Shoug is also registered with affiliate Spartan Capital Private Wealth Management.

Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
January 2022 - Present · 4 yrs 9 mos
Spartan Capital Securities, LLC
June 2017 - Present · 9 yrs 4 mos
Spartan Capital Securities, LLCBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Spartan Capital Private Wealth Management LLC
July 2018 - December 2021 · 3 yrs 5 mos
Windsor Street Capital, LPBroker
September 2016 - July 2017 · 10 mos
Santander Securities
May 2013 - August 2016 · 3 yrs 3 mos
Santander Securities LLCBroker
May 2013 - August 2016 · 3 yrs 3 mos
Cetera Advisors LLC
January 2013 - May 2013 · 4 mos
Cetera Advisors LLCBroker
December 2012 - May 2013 · 5 mos
Cabot Lodge Securities LLCBroker
October 2012 - November 2012 · 1 mo
Allied Beacon Wealth Management, LLC
March 2012 - October 2012 · 7 mos
Allied Beacon Partners, INC.Broker
March 2012 - October 2012 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - October 2011 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2009 - October 2011 · 1 yr 10 mos
Pruco Securities, LLC.Broker
September 2009 - November 2009 · 2 mos
National Securities CorporationBroker
February 2009 - July 2009 · 5 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Saint Petersburg, FL →All financial advisors in Florida →