Aalok Patel is a registered investment advisor at J.P. Morgan Securities LLC, based in Houston, TX, with 14 years of industry experience. Aalok is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
10411 Westheimer Rd Bldg E, Houston, TX, 77042
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
E*trade Securities LLCBroker
E*trade Capital Management, LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.Broker
Scottrade Investment Management
Scottrade, INC.Broker
Fidelity Brokerage Services LLCBroker
Scottrade, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ruben ValdezJ.P. Morgan Securities LLC
- Ozioma AbrahamJ.P. Morgan Securities LLC
- Michael OlarioJ.P. Morgan Securities LLC
- Adam Davidson, CFPJ.P. Morgan Securities LLC
- Neelay Lakhia, CFPJ.P. Morgan Securities LLC
- Erik Bencomo, CFPJ.P. Morgan Securities LLC