AP
AP

Aalok Patel

13 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
12332 advisors
Number of Clients
1,055,400 clients
Average Client Portfolio
$334K average
Assets Under Management
$352.6B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.45%
$250K - $500K1.30%
$500K - $1000K1.15%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $15.0M0.55%
$15.0M - $25.0M0.50%
$25.0M - $50.0M0.40%
$50M+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10411 Westheimer Rd Bldg E, Houston, TX, 77042

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2024 - Present · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Morgan Stanley
September 2023 - January 2024 · 4 mos
Morgan StanleyBroker
March 2023 - January 2024 · 10 mos
E*trade Securities LLCBroker
November 2021 - September 2023 · 1 yr 10 mos
E*trade Capital Management, LLC
November 2021 - September 2023 · 1 yr 10 mos
J.P. Morgan Securities LLC
September 2020 - October 2021 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
September 2020 - October 2021 · 1 yr 1 mo
TD Ameritrade, INC.
February 2018 - September 2020 · 2 yrs 7 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2020 · 2 yrs 7 mos
TD Ameritrade, INC.Broker
February 2018 - September 2020 · 2 yrs 7 mos
Scottrade Investment Management
April 2017 - February 2018 · 10 mos
Scottrade, INC.Broker
July 2014 - February 2018 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
December 2013 - March 2014 · 3 mos
Scottrade, INC.Broker
September 2011 - November 2013 · 2 yrs 2 mos
State Registrations4 states
ALNCNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.