DG
CFP
DG
CFP

Darren Grahame

16 Years of Experience
E Syracuse, NY
BrokerSells Insurance

Darren Grahame is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in E Syracuse, NY, with 16 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

34 Aspen Park Blvd, E Syracuse, NY, 13057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darren may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also teaches an estate planning course at Seton Hall University, dedicating a few hours per week to this non-investment related activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2012 - Present · 13 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
June 2009 - Present · 17 yrs 1 mo
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darren Grahame - Financial Advisor | TrueAdvisor