Stephanie Roth is a registered investment advisor, based in Austin, TX, with 14 years of industry experience.
Location
98 San Jacinto Boulevard, Suite 400, Austin, TX, 78701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephanie is the Chief Compliance Officer (CCO) for CrowdStreet Advisors LLC since August 2021, providing compliance supervision. CrowdStreet Inc. is the parent company of CrowdStreet Capital and CrowdStreet Advisors.
Employment History
Current Registrations
Crowdstreet Capital LLC
Crowdstreet Capital LLCBroker
Crowdstreet Advisors, LLC
Previous Registrations
Financial Engines Advisors L.L.C.
Ef Legacy Securities, LLCBroker
Edelman Financial Services, LLC
Sanders Morris Harris LLCBroker
Summit Brokerage Services, INC.Broker
Cbg Financial Group, INC.Broker
Ekn Financial Services INC.Broker
State Registrations51 states
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