JG
JG

Jonathan Galego

16 Years of Experience
Providence, RI
BrokerSells Insurance

Jonathan Galego is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Providence, RI, with 16 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

275 Promenade Street, Suite 300, Providence, RI, 02908

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jonathan may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
September 2009 - Present · 16 yrs 8 mos
State Registrations24 states
CACOCTFLGAIALAMAMDMENCNHNJNVNYOHORPARITNTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.