Nicholas Walding is a CFA-designated registered investment advisor, based in Chesterton, IN, with 15 years of industry experience.
Location
3100 Village Point, Ste 200, Chesterton, IN, 46304
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas is a board member for the Town of Chesterton Economic Development. This government/political activity takes minimal time.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
May 2020 - Present · 6 yrs
Captrust
May 2020 - Present · 6 yrs
Previous Registrations
Lakeside Wealth Management Group, LLC
March 2011 - June 2020 · 9 yrs 3 mos
First Allied Securities, INC.Broker
October 2010 - May 2020 · 9 yrs 7 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.