KK
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Katherine Knutson

14 Years of Experience
Saint Cloud, MN
Broker

Katherine Knutson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Cloud, MN, with 14 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

705 36th St S, Saint Cloud, MN, 56301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine is a team manager for the Grizzlys Hockey team and a historian for the Forum of Executive Women, both non-profit organizations. She dedicates minimal time to each of these roles.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2019 - Present · 7 yrs 4 mos
Northwestern Mutual Investment Services,llc
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2012 - December 2018 · 6 yrs
Wells Fargo Clearing Services, LLCBroker
December 2012 - December 2018 · 6 yrs
Wells Fargo Advisors, LLCBroker
December 2011 - March 2012 · 3 mos
Wells Fargo Advisors, LLC
November 2011 - March 2012 · 4 mos
Wells Fargo Investments, LLC
April 2009 - February 2010 · 10 mos
Wells Fargo Investments, LLCBroker
April 2009 - February 2010 · 10 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Katherine Knutson - Financial Advisor | TrueAdvisor