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Aaron Tice

17 Years of Experience
Elk River, MN
Broker

Aaron Tice is a registered investment advisor, based in Elk River, MN, with 17 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Elk River, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is the founder and financial advisor for both Cirrus Retirement Solutions and Cirrus Retirement Solutions, LTD, both financial advising firms. He dedicates about a quarter of his time to financial advising for prospective and current clients.

Employment History
Current Registrations
Regal Investment Advisors LLC
June 2017 - Present · 9 yrs 4 mos
Regulus Financial Group, LLCBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Investment Advisors
October 2009 - June 2017 · 7 yrs 8 mos
Proequities, INC.Broker
July 2009 - June 2017 · 7 yrs 11 mos
State Registrations6 states
AZFLIAMNMOWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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