Catherine Hesse is a registered investment advisor at Osaic Wealth, INC., based in Houston, TX, with 11 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18333 Egret Bay Boulevard, Suite 600, Houston, TX, 77058
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Catherine is the Chief Compliance Officer/Director of Finance and Operations at Texas Wealth Management, LLC, dedicating nearly full-time hours to this role. She is also a licensed attorney and notary public, but spends minimal time on these activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Texas Wealth Management, LLC
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
State Registrations5 states
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