Derek Brooks is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Canandaigua, NY, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Canandaigua, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Derek is a finance committee member for the Children's Center of Weston, dedicating minimal time. He also has 20% ownership in The Lights Band LLC and 50% ownership in Wooks Holdings LLC, and spends full-time hours on Frank Brooks Florio Wealth Management LLC.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
State Registrations33 states
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