Andrew Ward is a CFP-designated registered investment advisor, based in Canandaigua, NY, with 9 years of industry experience.
Location
4175 Recreation Drive, Canandaigua, NY, 14424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is doing business as ESL Investment Services, LLC since February 2020. He also sells non-variable insurance as a registered representative, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Esl Investment Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Key Investment Services LLCBroker
LPL Financial LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.