NP
NP

Nicolas Pilkington

16 Years of Experience
Nashville, TN
BrokerSells Insurance

Nicolas Pilkington is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Nashville, TN, with 16 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1600 DIVISION ST Ste 400, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicolas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a 20% owner of IDC, LLC, a legal entity established for business purposes, dedicating about 10-20% of his time to receiving WMC compensation.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2011 - Present · 15 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
September 2009 - Present · 16 yrs 8 mos
State Registrations39 states
ALARAZCACTDCDEFLGAIAILINKSKYMAMDMIMNMOMSNCNDNHNMNVNYOHOKORPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicolas Pilkington - Financial Advisor | TrueAdvisor