Caroline Beuning is a registered investment advisor, based in Minneapolis, MN, with 14 years of industry experience.
Location
2701 University Ave Se, Minneapolis, MN, 55414
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Caroline works as a financial professional for North Star Resource Group, providing financial services since August 2023. This requires minimal time commitment.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
May 2018 - August 2023 · 5 yrs 3 mos
Cri Securities, LLC
May 2018 - October 2021 · 3 yrs 5 mos
Securian Financial Services, INC.Broker
August 2013 - August 2023 · 10 yrs
Cri Securities, LLCBroker
August 2013 - October 2021 · 8 yrs 2 mos
Waddell & Reed, INC.
June 2011 - November 2011 · 5 mos
Waddell & Reed, INC.Broker
September 2010 - November 2011 · 1 yr 2 mos
Thrivent Investment Management INC.Broker
June 2009 - September 2010 · 1 yr 3 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.