Richard Elias
Richard Elias is a CFP-designated registered investment advisor at USA Financial Securities LLC, based in West Chester, PA, with 16 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.70% |
Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.
Fee Estimator
Location
999 West Chester Pike, Suite 202, West Chester, PA, 19382
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is an advisor at Market Street Wealth Management, focusing on client relations and trading, dedicating a few hours per week during trading hours. He also works as a sales assistant at Vogt Financial, focusing on financial planning and earning commissions once properly licensed, dedicating a few hours per week during trading hours.
Employment History
Current Registrations
USA Financial Securities LLCBroker
Market Street Wealth Management
Previous Registrations
Rodgers & Associates
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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