RE
CFP
RE
CFP

Richard George Elias

16 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
1,750 clients
Average Client Portfolio
$172K average
Assets Under Management
$301.5M

Fee Structure

Minimum Investment:$15K
Financial Planning:Investment management only
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Location

999 West Chester Pike, Suite 202, West Chester, PA, 19382

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is an advisor at Market Street Wealth Management, focusing on client relations and trading, dedicating a few hours per week during trading hours. He also works as a sales assistant at Vogt Financial, focusing on financial planning and earning commissions once properly licensed, dedicating a few hours per week during trading hours.

Employment History
Current Registrations
USA Financial Securities LLCBroker
July 2022 - Present · 3 yrs 7 mos
Market Street Wealth Management
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Rodgers & Associates
September 2019 - April 2022 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - June 2019 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - June 2019 · 4 yrs 7 mos
Wells Fargo Advisors, LLC
May 2011 - October 2014 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
June 2009 - October 2014 · 5 yrs 4 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.