PS
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Puneet Shivam

14 Years of Experience
Broker

Puneet Shivam is a registered investment advisor at Avendus Capital, INC., based in New York, NY, with 14 years of industry experience. Puneet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

445 Park Avenue 19th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Avendus Capital, INC.
August 2025 - Present · 8 mos
Avendus Capital, INC.Broker
August 2025 - Present · 8 mos
Previous Registrations
Avendus Capital, INC.
November 2012 - January 2025 · 12 yrs 2 mos
Avendus Capital, INC.Broker
September 2010 - January 2025 · 14 yrs 4 mos
State Registrations13 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.