NH
CFP
NH
CFP

Nicholas Hargreaves

16 Years of Experience
Los Angeles, CA
Broker

Nicholas Hargreaves is a CFP-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 16 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
July 2018 - Present · 7 yrs 10 mos
Capital Client Group, INC.
July 2018 - Present · 7 yrs 10 mos
Capital Client Group, INC.Broker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Advice and Planning Services
May 2015 - May 2018 · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
November 2012 - May 2018 · 5 yrs 6 mos
USAA Financial Planning Services
June 2010 - October 2012 · 2 yrs 4 mos
USAA Financial Advisors, INC.Broker
June 2010 - October 2012 · 2 yrs 4 mos
New England Securities Corporation
September 2009 - May 2010 · 8 mos
New England SecuritiesBroker
July 2009 - May 2010 · 10 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.