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JL
CFP · ChFC
JL
CFP · ChFC

Julian Locke

LPL Financial LLC
17 Years of Experience
St. Paul, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Julian Locke is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in St. Paul, MN, with 17 years of industry experience. Julian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

757 Cleveland Ave, St. Paul, MN, 55116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Julian is involved with Perennial Legacy Insurance Solutions, selling non-variable insurance, dedicating about 10-20% of his time. He also provides investment advisory services through Perennial Investment Advisors, LLC, and is associated with AJB Wealth Management LLC, spending nearly full-time hours on these activities.

Employment History
Current Registrations
Perennial Financial Services
October 2024 - Present · 2 yrs
LPL Financial LLCBroker
October 2024 - Present · 2 yrs
Previous Registrations
LPL Financial LLC
November 2025 - July 2026 · 8 mos
Edward Jones
July 2009 - October 2024 · 15 yrs 3 mos
Edward JonesBroker
June 2009 - October 2024 · 15 yrs 4 mos
State Registrations12 states
AZCAFLINKSMEMNMONMOHSDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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