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Arturo Reyes

10 Years of Experience
Miami, FL
1 DisclosureBroker

Arturo Reyes is a registered investment advisor at UBS Financial Services INC., based in Miami, FL, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

100 SE 2nd Street, 27th Floor, Miami, FL, 33131

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History

Regulatory History (1)
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Financial
June 2023
Final
Other Business Activities

Arturo is a managing member of Ashir Enterprises LLC, providing capital for an e-commerce Amazon store since November 2021. He does not participate in daily operations and devotes minimal time to this venture.

Employment History
Current Registrations
UBS Financial Services INC.
August 2023 - Present · 2 yrs 9 mos
UBS Financial Services INC.Broker
March 2022 - Present · 4 yrs 2 mos
UBS Financial Services INC.
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Efg Capital InternationalBroker
June 2020 - March 2022 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
March 2017 - June 2020 · 3 yrs 3 mos
J.P. Morgan Securities LLCBroker
July 2013 - April 2015 · 1 yr 9 mos
State Registrations14 states
CACODEFLILKYMAMENJNVNYPRSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arturo Reyes - Financial Advisor | TrueAdvisor