CB
CB

Christopher Bowen

15 Years of Experience
Charlottesville, VA
BrokerSells Insurance

Christopher Bowen is a registered investment advisor at LPL Financial LLC, based in Charlottesville, VA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1932 Arlington Blvd Ste 100, Charlottesville, VA, 22903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher operates his LPL business through Bowen Financial Group, dedicating full-time hours. He also engages in non-variable insurance activities through Signal and Cavalier Associates, spending a few hours per week on each, and has a business entity for tax/investment purposes, requiring minimal time.

Employment History
Current Registrations
LPL Financial LLC
February 2024 - Present · 2 yrs 3 mos
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLC
February 2024 - February 2024 · 0 mos
MML Investors Services, LLC
April 2017 - February 2024 · 6 yrs 10 mos
MML Investors Services, LLCBroker
March 2017 - February 2024 · 6 yrs 11 mos
Northwestern Mutual Investment Services,llc
March 2014 - February 2017 · 2 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
March 2010 - February 2017 · 6 yrs 11 mos
State Registrations7 states
ILMAMDNCPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.