David Robbins is a CFP-designated registered investment advisor at Moors & Cabot, INC, based in Phoenix, AZ, with 16 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.50% |
| $250K - $500K | 0.50% |
| $500K - $1000K | 0.50% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.
Fee Estimator
Location
645 East Missouri Avenue, Suite 170, Phoenix, AZ, 85012
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a freelance writer producing content for print and electronic publication, dedicating a few hours per week. He also owns a marketing website and serves as a FINRA dispute resolution arbitrator, dedicating minimal time to each. David is also a co-owner of Paper Street Ventures, LLC.
Employment History
Current Registrations
Moors & Cabot, INC.Broker
Moors & Cabot, INC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ian Amberson, CFA, CFPMoors & Cabot, INC
- Deeann GriebelMoors & Cabot, INC
- Mary Baron, ChFCAmeriprise Financial Services, LLC
- John Smith, CFPDomain Money Advisors, LLC
- Cheryl Knight, ChFCLPL Enterprise, LLC
- Dane Breslo, CFPSchwab Wealth Advisory, INC.