Justin Brooks
Justin Brooks is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Grand Forks, ND, with 9 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3751 South Columbia Road, Building A, P O B 14376, 58208-9902, Grand Forks, ND, 58201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Justin is the treasurer for both the Northland Community & Technical College Foundation and the Red River Archers archery club. He spends minimal time on each role, handling financial reports and bookkeeping respectively.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Thrivent Investment Management INC.Broker
Wells Fargo Advisors, LLCBroker
State Registrations27 states
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