Jonathan Searles is a registered investment advisor at Piper Sandler & CO., based in Melville, NY, with 17 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 20 clients with $1.3B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
324 S. Service Road, Suite 206, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jonathan serves on the board of directors for Huntington Country Club, dedicating minimal time. He also serves on the board of directors for B&G Industries, Ltd., dedicating minimal time and receiving compensation.
Employment History
Current Registrations
Piper Sandler & CO.
Piper Sandler & CO.Broker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
First Empire Asset Management, INC
First Empire Securities, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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